Equity Securities definition: Copy, customize, and use instantly
Introduction
The term "Equity Securities" refers to financial instruments that represent ownership interests in a company, such as stocks or shares. It is essential for defining shareholder rights, corporate governance, and investment structures in legal or financial agreements.
Below are various examples of how "Equity Securities" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Equity Securities" as related to common stock
This definition ties "Equity Securities" to ownership interests.
"Equity Securities" means shares of common stock that represent ownership in a company, including voting rights and potential dividends.
Definition of "Equity Securities" as applicable to preferred shares
This definition connects "Equity Securities" to preferred ownership.
"Equity Securities" refers to shares of preferred stock that grant ownership rights and entitlements to fixed dividends, often without voting rights.
Definition of "Equity Securities" as tied to convertible instruments
This definition links "Equity Securities" to hybrid investments.
"Equity Securities" means financial instruments such as convertible bonds or convertible preferred stock, which may be converted into shares of common stock under specific conditions.
Definition of "Equity Securities" as aligned with private equity
This definition applies "Equity Securities" to private investments.
"Equity Securities" refers to ownership interests in privately held companies, typically acquired through private equity investments or venture capital.
Definition of "Equity Securities" as relevant to public markets
This definition ties "Equity Securities" to publicly traded stocks.
"Equity Securities" means shares of stock listed on a public exchange, representing ownership in publicly traded companies.
Definition of "Equity Securities" as governed by securities regulations
This definition connects "Equity Securities" to compliance requirements.
"Equity Securities" refers to financial instruments representing ownership in a company, subject to regulation under applicable securities laws or rules.
Definition of "Equity Securities" as related to warrants and options
This definition links "Equity Securities" to derivative rights.
"Equity Securities" means financial instruments, including warrants or options, that grant the holder the right to purchase shares of stock under specific terms.
Definition of "Equity Securities" as applicable to restricted shares
This definition applies "Equity Securities" to compensation structures.
"Equity Securities" refers to restricted stock units or shares issued as part of an employee compensation plan, subject to vesting schedules or other restrictions.
Definition of "Equity Securities" as aligned with dual-class structures
This definition ties "Equity Securities" to corporate governance.
"Equity Securities" means shares of stock issued under a dual-class structure, where different classes grant varying levels of voting rights or dividends.
Definition of "Equity Securities" as related to dividend-paying stocks
This definition connects "Equity Securities" to income-generating investments.
"Equity Securities" refers to shares of stock that entitle the holder to receive periodic dividend payments based on company profits.
Definition of "Equity Securities" as tied to growth stocks
This definition links "Equity Securities" to capital appreciation.
"Equity Securities" means shares of stock in growth-oriented companies that reinvest profits to drive capital appreciation rather than distribute dividends.
Definition of "Equity Securities" as governed by shareholder agreements
This definition applies "Equity Securities" to ownership arrangements.
"Equity Securities" refers to shares of stock governed by shareholder agreements, outlining ownership rights, restrictions, and transfer provisions.
Definition of "Equity Securities" as relevant to initial public offerings (IPOs)
This definition ties "Equity Securities" to public listings.
"Equity Securities" means shares of stock offered to the public during an initial public offering, representing ownership in the issuing company.
Definition of "Equity Securities" as applicable to treasury shares
This definition connects "Equity Securities" to corporate holdings.
"Equity Securities" refers to shares of stock that have been repurchased by the issuing company and are held as treasury shares, reducing the number of outstanding shares.
Definition of "Equity Securities" as tied to fractional shares
This definition links "Equity Securities" to partial ownership.
"Equity Securities" means fractional shares representing partial ownership in a company, often issued through investment platforms or dividend reinvestment plans.
Definition of "Equity Securities" as related to voting rights
This definition ties "Equity Securities" to shareholder influence.
"Equity Securities" means shares of stock that grant voting rights to holders, enabling them to participate in corporate governance decisions such as electing directors or approving mergers.
Definition of "Equity Securities" as applicable to subordinated claims
This definition connects "Equity Securities" to priority in liquidation.
"Equity Securities" refers to ownership interests that rank below debt instruments in terms of claims on a company’s assets during liquidation.
Definition of "Equity Securities" as tied to cross-border investments
This definition links "Equity Securities" to international ownership.
"Equity Securities" means shares of stock issued by foreign entities, traded on international exchanges, or held by investors in cross-border transactions.
Definition of "Equity Securities" as aligned with employee stock purchase plans (ESPPs)
This definition applies "Equity Securities" to employee ownership.
"Equity Securities" refers to shares of stock acquired by employees through stock purchase plans, often at a discount, as part of their compensation or incentive packages.
Definition of "Equity Securities" as related to equity crowdfunding
This definition ties "Equity Securities" to fundraising platforms.
"Equity Securities" means shares of stock offered through equity crowdfunding platforms, allowing individuals to invest in startups or small businesses.
Definition of "Equity Securities" as applicable to equity carve-outs
This definition connects "Equity Securities" to corporate restructuring.
"Equity Securities" refers to shares issued as part of an equity carve-out, where a parent company sells a minority stake in a subsidiary through a public offering.
Definition of "Equity Securities" as tied to rights issues
This definition links "Equity Securities" to capital raising.
"Equity Securities" means shares offered to existing shareholders through rights issues, allowing them to purchase additional stock at a discounted price.
Definition of "Equity Securities" as aligned with joint venture agreements
This definition applies "Equity Securities" to collaborative ownership.
"Equity Securities" refers to ownership interests issued to participants in a joint venture, representing their stake in the jointly operated entity.
Definition of "Equity Securities" as related to equity swap agreements
This definition ties "Equity Securities" to financial derivatives.
"Equity Securities" means shares of stock underlying equity swap agreements, where parties exchange cash flows based on the performance of the securities.
Definition of "Equity Securities" as applicable to dual-listing structures
This definition connects "Equity Securities" to multiple exchanges.
"Equity Securities" refers to shares of stock listed on more than one stock exchange, allowing companies to access broader investor bases and liquidity.
Definition of "Equity Securities" as tied to perpetual preferred stock
This definition links "Equity Securities" to fixed-income instruments.
"Equity Securities" means shares of perpetual preferred stock that provide fixed dividends without a maturity date, often treated as hybrid securities.
Definition of "Equity Securities" as relevant to equity-linked notes (ELNs)
This definition ties "Equity Securities" to structured products.
"Equity Securities" refers to shares of stock underlying equity-linked notes, which are structured financial instruments tied to the performance of the securities.
Definition of "Equity Securities" as aligned with initial coin offerings (ICOs)
This definition connects "Equity Securities" to blockchain-based investments.
"Equity Securities" means digital tokens representing ownership interests in blockchain-based projects, issued through initial coin offerings as equity substitutes.
Definition of "Equity Securities" as applicable to treasury stock transactions
This definition ties "Equity Securities" to corporate repurchases.
"Equity Securities" refers to shares repurchased by the issuing company and held as treasury stock, reducing the total number of outstanding shares.
Definition of "Equity Securities" as related to equity lock-up agreements
This definition links "Equity Securities" to restricted trading.
"Equity Securities" means shares subject to lock-up agreements that restrict their sale or transfer for a specified period, typically after an initial public offering.
Definition of "Equity Securities" as tied to minority ownership interests
This definition ties "Equity Securities" to non-controlling stakes.
"Equity Securities" means shares of stock representing minority ownership interests, where the holder owns less than 50% of the total voting rights in a company.
Definition of "Equity Securities" as related to spin-off transactions
This definition connects "Equity Securities" to corporate restructuring.
"Equity Securities" refers to shares issued to shareholders as part of a spin-off transaction, where a division or subsidiary becomes an independent company.
Definition of "Equity Securities" as aligned with non-voting shares
This definition links "Equity Securities" to restricted rights.
"Equity Securities" means shares of stock that do not grant voting rights but may entitle the holder to dividends or other financial benefits.
Definition of "Equity Securities" as applicable to co-investment agreements
This definition applies "Equity Securities" to joint investments.
"Equity Securities" refers to shares acquired by multiple investors under co-investment agreements, typically in private equity or venture capital deals.
Definition of "Equity Securities" as tied to equity-based compensation
This definition links "Equity Securities" to employee rewards.
"Equity Securities" means shares issued to employees or executives as part of equity-based compensation plans, including stock grants or performance-based awards.
Definition of "Equity Securities" as relevant to equity redemption rights
This definition ties "Equity Securities" to repurchase provisions.
"Equity Securities" refers to shares subject to redemption rights, allowing the issuing company to repurchase the stock under specific conditions outlined in the agreement.
Definition of "Equity Securities" as aligned with mezzanine financing
This definition connects "Equity Securities" to hybrid financing.
"Equity Securities" means ownership interests issued in connection with mezzanine financing, often combined with subordinated debt instruments.
Definition of "Equity Securities" as tied to private placements
This definition applies "Equity Securities" to non-public offerings.
"Equity Securities" refers to shares sold through private placements, where securities are offered directly to a limited group of accredited or institutional investors.
Definition of "Equity Securities" as related to equity dilution
This definition ties "Equity Securities" to ownership adjustments.
"Equity Securities" means shares of stock subject to dilution through the issuance of additional shares, affecting the proportional ownership of existing shareholders.
Definition of "Equity Securities" as applicable to exchange-traded funds (ETFs)
This definition connects "Equity Securities" to diversified investments.
"Equity Securities" refers to shares of stock held within exchange-traded funds, which track the performance of a specific index or sector.
Definition of "Equity Securities" as aligned with restricted stock awards (RSAs)
This definition links "Equity Securities" to compensation restrictions.
"Equity Securities" means shares granted to employees or executives as restricted stock awards, subject to vesting conditions or performance criteria.
Definition of "Equity Securities" as tied to shareholder voting agreements
This definition applies "Equity Securities" to governance arrangements.
"Equity Securities" refers to shares of stock governed by shareholder voting agreements, outlining how voting rights are exercised on corporate matters.
Definition of "Equity Securities" as related to capitalization tables
This definition ties "Equity Securities" to ownership records.
"Equity Securities" means shares of stock listed in a company’s capitalization table, reflecting ownership percentages, classes of stock, and investor details.
Definition of "Equity Securities" as applicable to deferred equity grants
This definition connects "Equity Securities" to delayed issuance.
"Equity Securities" refers to shares granted to employees or investors with deferred issuance dates, typically tied to performance milestones or contractual terms.
Definition of "Equity Securities" as tied to startup financing
This definition links "Equity Securities" to early-stage investments.
"Equity Securities" means ownership interests issued by startups or early-stage companies in exchange for seed funding or venture capital investments.
Definition of "Equity Securities" as tied to institutional investments
This definition ties "Equity Securities" to large-scale investors.
"Equity Securities" means shares of stock acquired by institutional investors, such as pension funds, insurance companies, or mutual funds, as part of their investment portfolios.
Definition of "Equity Securities" as applicable to leveraged buyouts (LBOs)
This definition connects "Equity Securities" to acquisition financing.
"Equity Securities" refers to shares of stock issued or acquired as part of leveraged buyouts, where equity and debt are used to finance corporate acquisitions.
Definition of "Equity Securities" as related to non-cumulative preferred stock
This definition links "Equity Securities" to dividend policies.
"Equity Securities" means shares of non-cumulative preferred stock that provide fixed dividends without the obligation to pay missed dividends in subsequent periods.
Definition of "Equity Securities" as aligned with special purpose vehicles (SPVs)
This definition ties "Equity Securities" to structured entities.
"Equity Securities" refers to shares issued by special purpose vehicles created to isolate financial risk or facilitate specific investment transactions.
Definition of "Equity Securities" as tied to dual-class share structures
This definition applies "Equity Securities" to varying rights.
"Equity Securities" means shares issued under a dual-class structure, where one class offers enhanced voting rights, and another provides limited or no voting rights.
Definition of "Equity Securities" as related to proxy voting rights
This definition connects "Equity Securities" to shareholder influence.
"Equity Securities" refers to shares that grant proxy voting rights, allowing shareholders to delegate their voting authority to another party.
Definition of "Equity Securities" as tied to recapitalization agreements
This definition links "Equity Securities" to financial restructuring.
"Equity Securities" means shares of stock issued, modified, or exchanged during recapitalization agreements aimed at restructuring a company’s capital structure.
Definition of "Equity Securities" as applicable to spin-in transactions
This definition ties "Equity Securities" to corporate integrations.
"Equity Securities" refers to shares issued or transferred as part of a spin-in transaction, where an external entity is integrated into a parent company.
Definition of "Equity Securities" as relevant to treasury stock resale
This definition applies "Equity Securities" to reissued shares.
"Equity Securities" means treasury shares that have been resold by the issuing company to raise capital or adjust the company’s outstanding shares.
Definition of "Equity Securities" as tied to subscription rights
This definition links "Equity Securities" to shareholder privileges.
"Equity Securities" refers to shares purchased through subscription rights, which provide existing shareholders the option to buy additional shares at a set price.
Definition of "Equity Securities" as applicable to equity clawback provisions
This definition ties "Equity Securities" to contractual remedies.
"Equity Securities" means shares subject to clawback provisions, allowing a company to reclaim shares issued as part of employee compensation or investment agreements under specific conditions.
Definition of "Equity Securities" as related to restricted stock transfers
This definition connects "Equity Securities" to transfer limitations.
"Equity Securities" refers to shares with restrictions on transferability, often tied to lock-up periods or shareholder agreements.
Definition of "Equity Securities" as aligned with share buyback programs
This definition ties "Equity Securities" to capital allocation.
"Equity Securities" means shares repurchased by the issuing company under a share buyback program, reducing the number of shares outstanding in the market.
Definition of "Equity Securities" as relevant to crowdfunding convertible equity
This definition applies "Equity Securities" to innovative funding.
"Equity Securities" refers to convertible equity instruments issued through crowdfunding platforms, where investments convert into shares upon specific triggering events.
Definition of "Equity Securities" as tied to hybrid equity instruments
This definition links "Equity Securities" to financial flexibility.
"Equity Securities" means financial instruments that combine characteristics of equity and debt, such as perpetual bonds or equity-linked notes, offering flexibility in capital structuring.
This article contains general legal information and does not contain legal advice. Cobrief is not a law firm or a substitute for an attorney or law firm. The law is complex and changes often. For legal advice, please ask a lawyer.