Exempt Issuance definition: Copy, customize, and use instantly
Introduction
The term "Exempt Issuance" refers to the issuance of securities that are exempt from registration requirements under securities laws. It is essential for businesses and investors to understand the specific exemptions available, as these exemptions determine compliance requirements, legal obligations, and the overall process of raising capital without registering the securities with regulatory authorities.
Below are various examples of how "Exempt Issuance" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Exempt Issuance" as per regulatory exemptions
This definition ties "Exempt Issuance" to exemptions provided by securities regulations.
"Exempt Issuance" means the issuance of securities that are exempt from registration under applicable securities laws, including but not limited to exemptions under Regulation D, Regulation S, or other similar provisions that allow the offering of securities without full registration.
Definition of "Exempt Issuance" as for private placements
This definition connects "Exempt Issuance" to private offerings of securities.
"Exempt Issuance" refers to the issuance of securities through private placements or offerings that meet the criteria for exemption under securities laws, such as offerings limited to accredited investors or offerings conducted in reliance on Rule 506 of Regulation D.
Definition of "Exempt Issuance" as for international offerings
This definition links "Exempt Issuance" to offerings conducted outside of a specific jurisdiction.
"Exempt Issuance" means the offering and sale of securities outside the United States in compliance with Regulation S or other comparable provisions, thereby exempting the issuance from domestic registration requirements.
Definition of "Exempt Issuance" as for employee incentive programs
This definition applies "Exempt Issuance" to securities issued as part of compensation plans.
"Exempt Issuance" refers to the issuance of securities under employee incentive or benefit plans that qualify for exemptions under applicable securities laws, such as those provided under Rule 701 or similar regulations.
Definition of "Exempt Issuance" as for intrastate offerings
This definition ties "Exempt Issuance" to offerings conducted within a single state.
"Exempt Issuance" means the issuance of securities conducted exclusively within the boundaries of a single state and in reliance on the intrastate offering exemption under Section 3(a)(11) of the Securities Act or Rule 147/Rule 147A.
Definition of "Exempt Issuance" as for crowdfunding exemptions
This definition connects "Exempt Issuance" to securities offered under crowdfunding regulations.
"Exempt Issuance" refers to the offering and sale of securities in compliance with crowdfunding exemptions provided under Section 4(a)(6) of the Securities Act or equivalent state-level regulations.
Definition of "Exempt Issuance" as for debt securities
This definition links "Exempt Issuance" to the issuance of debt securities under exemptions.
"Exempt Issuance" means the issuance of debt securities, such as bonds or promissory notes, that qualify for exemptions under applicable securities laws, including private placements or Regulation D exemptions.
Definition of "Exempt Issuance" as for nonprofit organizations
This definition applies "Exempt Issuance" to securities issued by nonprofits.
"Exempt Issuance" refers to the issuance of securities by nonprofit organizations that are exempt from registration under securities laws due to their charitable or educational purpose and compliance with specific exemptions.
Definition of "Exempt Issuance" as for small business exemptions
This definition ties "Exempt Issuance" to exemptions designed for small businesses.
"Exempt Issuance" means the issuance of securities by small businesses or startups under exemptions such as Regulation A, Regulation CF, or other provisions that facilitate capital raising with limited compliance requirements.
Definition of "Exempt Issuance" as for government securities
This definition connects "Exempt Issuance" to securities issued by governmental entities.
"Exempt Issuance" refers to the issuance of securities by federal, state, or municipal governments that are exempt from registration under applicable securities laws.
Definition of "Exempt Issuance" as for exchange offers
This definition links "Exempt Issuance" to securities issued during exchange offers.
"Exempt Issuance" means the issuance of securities in connection with an exchange offer where registration is not required under applicable securities laws, such as for transactions that qualify under Section 3(a)(9) of the Securities Act.
Definition of "Exempt Issuance" as for stock splits and dividends
This definition applies "Exempt Issuance" to securities distributed through stock splits or dividends.
"Exempt Issuance" refers to the distribution of securities through stock splits, stock dividends, or similar mechanisms that qualify for exemptions under securities laws.
Definition of "Exempt Issuance" as for convertible securities
This definition ties "Exempt Issuance" to the issuance of convertible securities.
"Exempt Issuance" means the issuance of securities that are convertible into other securities, provided such issuance qualifies for an exemption under applicable securities laws.
Definition of "Exempt Issuance" as for resale exemptions
This definition connects "Exempt Issuance" to resales that qualify for exemption.
"Exempt Issuance" refers to the resale of securities by holders that qualify for exemptions under Rule 144 or other similar regulations, enabling such transactions without requiring registration.
Definition of "Exempt Issuance" as for bank securities
This definition links "Exempt Issuance" to securities issued by banks.
"Exempt Issuance" means the issuance of securities by banks or financial institutions that qualify for exemptions under Section 3(a)(2) of the Securities Act or equivalent provisions.
Definition of "Exempt Issuance" as for institutional investors
This definition applies "Exempt Issuance" to offerings targeting institutional investors.
"Exempt Issuance" refers to the issuance of securities in transactions exclusively involving qualified institutional buyers or accredited investors under Rule 144A or similar exemptions.
Definition of "Exempt Issuance" as for charitable gift annuities
This definition ties "Exempt Issuance" to annuities offered by charities.
"Exempt Issuance" means the issuance of charitable gift annuities by nonprofit organizations that qualify for exemptions under applicable securities laws.
Definition of "Exempt Issuance" as for mergers and acquisitions
This definition connects "Exempt Issuance" to securities issued during corporate mergers or acquisitions.
"Exempt Issuance" refers to the issuance of securities as part of a merger, acquisition, or similar transaction that qualifies for exemptions under Section 3(a)(10) or other relevant provisions.
Definition of "Exempt Issuance" as for reinvestment plans
This definition links "Exempt Issuance" to securities issued through reinvestment plans.
"Exempt Issuance" means the issuance of securities under dividend reinvestment plans or employee stock purchase plans that qualify for exemptions under securities laws.
Definition of "Exempt Issuance" as for agricultural cooperatives
This definition applies "Exempt Issuance" to securities issued by agricultural co-ops.
"Exempt Issuance" refers to the issuance of securities by agricultural cooperatives that are exempt from registration under Section 3(a)(5) of the Securities Act or equivalent laws.
Definition of "Exempt Issuance" as for partnerships and LLCs
This definition ties "Exempt Issuance" to securities issued by partnerships or LLCs.
"Exempt Issuance" means the offering and sale of partnership interests or LLC membership units that qualify for exemptions under applicable securities laws.
Definition of "Exempt Issuance" as for offshore transactions
This definition connects "Exempt Issuance" to international transactions conducted offshore.
"Exempt Issuance" refers to the issuance of securities in offshore transactions in compliance with Regulation S or similar exemptions for non-U.S. offerings.
Definition of "Exempt Issuance" as for venture capital investments
This definition ties "Exempt Issuance" to securities issued during venture capital funding rounds.
"Exempt Issuance" means the issuance of securities in connection with venture capital investments, provided such issuances qualify for exemptions under Regulation D or other applicable securities laws.
Definition of "Exempt Issuance" as for secondary market transactions
This definition connects "Exempt Issuance" to secondary market trades.
"Exempt Issuance" refers to the transfer or issuance of securities in secondary market transactions that qualify for exemptions under securities regulations such as Rule 144.
Definition of "Exempt Issuance" as for franchise arrangements
This definition links "Exempt Issuance" to securities issued as part of franchise agreements.
"Exempt Issuance" means the issuance of securities connected to franchise arrangements that qualify for exemptions under securities laws designed for franchise offerings.
Definition of "Exempt Issuance" as for structured finance products
This definition applies "Exempt Issuance" to securities involved in structured finance.
"Exempt Issuance" refers to the issuance of securities such as asset-backed securities or other structured finance products that are exempt from registration under applicable securities laws.
Definition of "Exempt Issuance" as for investment clubs
This definition ties "Exempt Issuance" to small-scale investments made through investment clubs.
"Exempt Issuance" means the issuance of securities within investment clubs where the offering qualifies for exemptions due to the limited number of participants or other specific criteria under securities laws.
Definition of "Exempt Issuance" as for joint ventures
This definition connects "Exempt Issuance" to joint venture arrangements.
"Exempt Issuance" refers to the issuance of securities as part of joint venture agreements that are exempt from registration due to their structure or reliance on specific exemptions under securities laws.
Definition of "Exempt Issuance" as for energy cooperatives
This definition links "Exempt Issuance" to securities issued by energy cooperatives.
"Exempt Issuance" means the issuance of securities by energy cooperatives that qualify for exemptions under securities laws, such as those provided for cooperative associations.
Definition of "Exempt Issuance" as for family office investments
This definition applies "Exempt Issuance" to securities issued to family offices.
"Exempt Issuance" refers to the issuance of securities directly to family offices or private investment vehicles that qualify for exemptions under applicable securities laws.
Definition of "Exempt Issuance" as for incubator programs
This definition ties "Exempt Issuance" to securities issued through startup incubators.
"Exempt Issuance" means the issuance of securities as part of incubator or accelerator programs, provided these issuances meet exemption criteria under securities laws.
Definition of "Exempt Issuance" as for loyalty programs
This definition connects "Exempt Issuance" to securities tied to customer loyalty incentives.
"Exempt Issuance" refers to the issuance of securities as part of customer loyalty programs, where such programs qualify for exemptions under securities regulations.
Definition of "Exempt Issuance" as for cross-border joint ventures
This definition links "Exempt Issuance" to cross-border partnerships.
"Exempt Issuance" means the issuance of securities in cross-border joint venture agreements that are exempt from registration due to compliance with international exemption rules.
Definition of "Exempt Issuance" as for microfinance institutions
This definition applies "Exempt Issuance" to securities issued by microfinance institutions.
"Exempt Issuance" refers to the issuance of securities by microfinance institutions that qualify for exemptions under securities laws due to their specific operational model and regulatory status.
Definition of "Exempt Issuance" as for charitable organizations
This definition ties "Exempt Issuance" to securities issued for charitable purposes.
"Exempt Issuance" means the issuance of securities by charitable organizations where such offerings are exempt from registration under securities laws for nonprofit activities.
Definition of "Exempt Issuance" as for research and development funding
This definition connects "Exempt Issuance" to securities issued to fund R&D.
"Exempt Issuance" refers to the issuance of securities specifically designed to raise capital for research and development projects under exemptions provided by securities laws.
Definition of "Exempt Issuance" as for cooperative housing associations
This definition links "Exempt Issuance" to securities issued by housing co-ops.
"Exempt Issuance" means the issuance of securities by cooperative housing associations that are exempt from registration under specific provisions of securities laws.
Definition of "Exempt Issuance" as for real estate investment trusts (REITs)
This definition applies "Exempt Issuance" to REIT offerings.
"Exempt Issuance" refers to the issuance of securities by real estate investment trusts (REITs) that qualify for exemptions under securities laws for private placements or other specific offerings.
Definition of "Exempt Issuance" as for educational institutions
This definition ties "Exempt Issuance" to securities issued by educational entities.
"Exempt Issuance" means the issuance of securities by educational institutions or organizations that are exempt from registration under securities laws due to their nonprofit or public-purpose nature.
Definition of "Exempt Issuance" as for agricultural land trusts
This definition connects "Exempt Issuance" to securities issued by agricultural trusts.
"Exempt Issuance" refers to the issuance of securities by agricultural land trusts where such offerings qualify for exemptions under applicable securities regulations.
Definition of "Exempt Issuance" as for preferred equity investments
This definition links "Exempt Issuance" to preferred equity securities.
"Exempt Issuance" means the issuance of preferred equity securities in transactions that qualify for exemptions under securities laws, such as those relying on Regulation D or similar provisions.
Definition of "Exempt Issuance" as for direct public offerings
This definition ties "Exempt Issuance" to securities issued through direct public offerings.
"Exempt Issuance" means the issuance of securities through direct public offerings (DPOs) that qualify for exemptions under securities laws, allowing companies to raise capital directly from investors without full registration.
Definition of "Exempt Issuance" as for cooperative financing
This definition connects "Exempt Issuance" to securities issued by cooperatives for funding purposes.
"Exempt Issuance" refers to the issuance of securities by cooperatives to raise funds for shared projects or business ventures, provided such issuances meet exemption criteria under applicable securities regulations.
Definition of "Exempt Issuance" as for public-private partnerships
This definition links "Exempt Issuance" to securities issued in collaboration between public and private entities.
"Exempt Issuance" means the issuance of securities as part of public-private partnerships where exemptions from registration apply under securities laws due to the nature of the partnership or its purpose.
Definition of "Exempt Issuance" as for seed capital funding
This definition applies "Exempt Issuance" to securities issued to raise seed capital.
"Exempt Issuance" refers to the issuance of securities designed to raise seed capital for startups or early-stage companies, provided such offerings qualify for exemptions under securities regulations.
Definition of "Exempt Issuance" as for special purpose vehicles (SPVs)
This definition ties "Exempt Issuance" to securities issued by SPVs.
"Exempt Issuance" means the issuance of securities by special purpose vehicles (SPVs) created for specific investments, where such issuances are exempt from registration under applicable securities laws.
Definition of "Exempt Issuance" as for social enterprises
This definition connects "Exempt Issuance" to securities issued by social enterprises.
"Exempt Issuance" refers to the issuance of securities by social enterprises focused on community or environmental goals, provided such issuances qualify for exemptions under applicable securities regulations.
Definition of "Exempt Issuance" as for private equity funds
This definition links "Exempt Issuance" to securities issued by private equity funds.
"Exempt Issuance" means the issuance of securities by private equity funds in reliance on exemptions such as those provided under Regulation D or similar provisions for private offerings.
Definition of "Exempt Issuance" as for healthcare cooperatives
This definition applies "Exempt Issuance" to securities issued by healthcare cooperatives.
"Exempt Issuance" refers to the issuance of securities by healthcare cooperatives aimed at funding healthcare services, provided such issuances qualify for exemptions under securities laws.
Definition of "Exempt Issuance" as for investment-grade debt
This definition ties "Exempt Issuance" to securities classified as investment-grade debt.
"Exempt Issuance" means the issuance of investment-grade debt securities that are exempt from registration due to their creditworthiness and compliance with specific exemption criteria under securities laws.
Definition of "Exempt Issuance" as for nonprofit research organizations
This definition connects "Exempt Issuance" to securities issued by research-focused nonprofits.
"Exempt Issuance" refers to the issuance of securities by nonprofit research organizations for funding innovation or development projects, provided such issuances are exempt under securities laws.
Definition of "Exempt Issuance" as for cross-border securitization
This definition links "Exempt Issuance" to securities issued in cross-border securitization transactions.
"Exempt Issuance" means the issuance of securities in cross-border securitization transactions, where such offerings are exempt from registration under applicable international securities regulations.
Definition of "Exempt Issuance" as for limited liability partnerships (LLPs)
This definition applies "Exempt Issuance" to securities issued by LLPs.
"Exempt Issuance" refers to the issuance of securities by limited liability partnerships (LLPs) that qualify for exemptions under securities laws, such as those intended for private placements.
Definition of "Exempt Issuance" as for university endowments
This definition ties "Exempt Issuance" to securities issued by university endowment funds.
"Exempt Issuance" means the issuance of securities by university endowments to raise capital for institutional purposes, provided such issuances qualify for exemptions under applicable securities regulations.
Definition of "Exempt Issuance" as for municipal utility projects
This definition connects "Exempt Issuance" to securities issued for utility projects.
"Exempt Issuance" refers to the issuance of securities by municipalities for utility projects, such as water or electricity infrastructure, that qualify for exemptions under securities laws.
Definition of "Exempt Issuance" as for business development companies (BDCs)
This definition links "Exempt Issuance" to securities issued by BDCs.
"Exempt Issuance" means the issuance of securities by business development companies (BDCs) that meet the criteria for exemptions under applicable securities regulations, such as private placement rules.
Definition of "Exempt Issuance" as for regional economic development projects
This definition applies "Exempt Issuance" to securities issued for regional development.
"Exempt Issuance" refers to the issuance of securities to fund regional economic development projects that qualify for exemptions under specific provisions of securities laws.
Definition of "Exempt Issuance" as for green bonds
This definition ties "Exempt Issuance" to environmentally-focused debt securities.
"Exempt Issuance" means the issuance of green bonds or similar environmentally-focused securities that qualify for exemptions under securities regulations for sustainability-related projects.
Definition of "Exempt Issuance" as for specialized agricultural funding
This definition connects "Exempt Issuance" to securities issued for agricultural projects.
"Exempt Issuance" refers to the issuance of securities aimed at funding agricultural projects or initiatives, provided such issuances are exempt under applicable securities regulations.
Definition of "Exempt Issuance" as for pooled investment vehicles
This definition links "Exempt Issuance" to securities issued by pooled investment vehicles.
"Exempt Issuance" means the issuance of securities by pooled investment vehicles, such as hedge funds or mutual funds, that meet exemption requirements under securities laws.
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