Regulation AB definition: Copy, customize, and use instantly
Introduction
The term "Regulation AB" refers to the set of rules issued by the U.S. Securities and Exchange Commission (SEC) governing asset-backed securities (ABS) offerings. It aims to establish disclosure and reporting requirements for asset-backed securities, ensuring transparency and investor protection. Below are various examples of how "Regulation AB" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Regulation AB" for ABS offering requirements
This definition ties "Regulation AB" to the disclosure requirements for asset-backed securities offerings.
"Regulation AB" refers to the rules established by the SEC that require issuers of asset-backed securities to disclose specific information, ensuring that investors have access to adequate details about the underlying assets.
Definition of "Regulation AB" for registration statement compliance
This definition connects "Regulation AB" to compliance with registration statement requirements for asset-backed securities.
"Regulation AB" means the regulations that mandate issuers of asset-backed securities to file a registration statement with the SEC, providing detailed information about the ABS and its underlying assets.
Definition of "Regulation AB" for periodic reporting
This definition links "Regulation AB" to ongoing reporting obligations for asset-backed securities.
"Regulation AB" refers to the rules requiring issuers of asset-backed securities to provide periodic reports to the SEC, detailing the performance of the underlying assets and the ABS themselves.
Definition of "Regulation AB" for disclosure of asset-level information
This definition ties "Regulation AB" to the disclosure of specific asset-level data in ABS offerings.
"Regulation AB" means the regulatory framework that mandates issuers to disclose detailed information about the underlying assets in an asset-backed securities offering, including characteristics such as credit quality and payment performance.
Definition of "Regulation AB" for enhanced transparency in ABS
This definition connects "Regulation AB" to the enhancement of transparency for asset-backed securities.
"Regulation AB" refers to the SEC’s rules designed to enhance transparency in the asset-backed securities market, requiring issuers to disclose material information about the structure, performance, and risks associated with ABS.
Definition of "Regulation AB" for the definition of asset-backed securities
This definition links "Regulation AB" to the SEC’s definition of asset-backed securities.
"Regulation AB" means the rules under which the SEC defines asset-backed securities, outlining the specific characteristics and types of securities that fall under the regulatory scope of the rule.
Definition of "Regulation AB" for private asset-backed securities offerings
This definition ties "Regulation AB" to private offerings of asset-backed securities.
"Regulation AB" refers to the regulations that apply to private offerings of asset-backed securities, including the exemption from certain SEC registration requirements if certain conditions are met.
Definition of "Regulation AB" for credit ratings in ABS offerings
This definition connects "Regulation AB" to the use of credit ratings in asset-backed securities offerings.
"Regulation AB" establishes guidelines for the use of credit ratings in asset-backed securities offerings, ensuring that ratings are disclosed and their use is appropriately represented in SEC filings.
Definition of "Regulation AB" for the treatment of servicers
This definition links "Regulation AB" to the treatment of asset-backed securities servicers.
"Regulation AB" means the SEC’s rules regarding the roles and responsibilities of servicers of asset-backed securities, including their duties to manage and report on the performance of underlying assets.
Definition of "Regulation AB" for legal opinions in ABS offerings
This definition ties "Regulation AB" to the requirement for legal opinions in asset-backed securities offerings.
"Regulation AB" refers to the SEC’s requirement for legal opinions in asset-backed securities offerings, ensuring that issuers provide opinions confirming the legality and structure of the offering.
Definition of "Regulation AB" for sponsor disclosure
This definition connects "Regulation AB" to sponsor disclosure requirements in ABS offerings.
"Regulation AB" mandates that sponsors of asset-backed securities disclose specific information about their role and responsibilities, ensuring that investors have clarity regarding the sponsor's involvement.
Definition of "Regulation AB" for the securitization structure
This definition links "Regulation AB" to the disclosure of the securitization structure in ABS offerings.
"Regulation AB" requires issuers to disclose the structure of an asset-backed securities offering, including the identification of key participants such as the originator, servicer, and trustee.
Definition of "Regulation AB" for risk retention requirements
This definition ties "Regulation AB" to risk retention rules for asset-backed securities.
"Regulation AB" refers to the SEC's rules that require issuers of asset-backed securities to retain a portion of the risk associated with the underlying assets, aligning their interests with those of investors.
Definition of "Regulation AB" for the offering circular
This definition connects "Regulation AB" to the requirement for an offering circular in ABS transactions.
"Regulation AB" requires issuers of asset-backed securities to provide a detailed offering circular, outlining essential information about the security, the underlying assets, and the terms of the offering.
Definition of "Regulation AB" for the role of the trustee
This definition links "Regulation AB" to the disclosure of the trustee's role in ABS transactions.
"Regulation AB" mandates that issuers disclose the role and duties of the trustee in an asset-backed securities offering, ensuring that investors understand how the trustee will manage and safeguard the assets.
Definition of "Regulation AB" for the application to public offerings
This definition ties "Regulation AB" to the application of the regulations to public asset-backed securities offerings.
"Regulation AB" governs the disclosure and reporting requirements for public asset-backed securities offerings, ensuring that issuers provide sufficient information to comply with SEC regulations.
Definition of "Regulation AB" for investor protection in ABS
This definition connects "Regulation AB" to its role in investor protection in the asset-backed securities market.
"Regulation AB" aims to protect investors in asset-backed securities by requiring issuers to disclose material information regarding the ABS, underlying assets, and associated risks.
Definition of "Regulation AB" for the treatment of asset-backed commercial paper
This definition links "Regulation AB" to the rules regarding asset-backed commercial paper.
"Regulation AB" establishes guidelines for the issuance and reporting of asset-backed commercial paper, ensuring transparency in the market and providing investors with necessary disclosures.
Definition of "Regulation AB" for the role of the servicer in ABS offerings
This definition ties "Regulation AB" to the servicer's responsibilities in asset-backed securities.
"Regulation AB" requires the servicer of asset-backed securities to disclose its role, including its duties related to the servicing and management of the underlying assets in the ABS pool.
Definition of "Regulation AB" for the reporting of asset performance
This definition connects "Regulation AB" to the ongoing reporting of asset performance.
"Regulation AB" mandates that issuers of asset-backed securities report on the performance of the underlying assets on a regular basis, providing investors with timely and accurate data.
Definition of "Regulation AB" for the requirement of a Form 10-K filing
This definition links "Regulation AB" to the requirement for filing Form 10-K for ABS issuers.
"Regulation AB" requires issuers of asset-backed securities to file a Form 10-K with the SEC, providing an annual report on the performance of the ABS and the underlying assets.
Definition of "Regulation AB" for the financial information in ABS offerings
This definition ties "Regulation AB" to the disclosure of financial information in ABS offerings.
"Regulation AB" mandates that issuers disclose key financial information related to the performance of the underlying assets in an asset-backed securities offering, including credit quality and payment performance.
Definition of "Regulation AB" for the treatment of assets in securitization
This definition connects "Regulation AB" to the treatment of underlying assets in securitization.
"Regulation AB" provides guidance on how assets should be treated and disclosed during the securitization process, ensuring transparency for investors in asset-backed securities.
Definition of "Regulation AB" for the issuance of mortgage-backed securities
This definition links "Regulation AB" to mortgage-backed securities offerings.
"Regulation AB" sets forth requirements for the issuance and disclosure of mortgage-backed securities, ensuring that investors have the necessary information about the underlying mortgage assets.
Definition of "Regulation AB" for the role of the originator
This definition ties "Regulation AB" to the disclosure of the originator’s role in an ABS transaction.
"Regulation AB" mandates that issuers disclose the identity and role of the originator of the underlying assets in an asset-backed securities offering.
Definition of "Regulation AB" for structured finance transactions
This definition connects "Regulation AB" to structured finance deals involving asset-backed securities.
"Regulation AB" refers to the regulatory framework that applies to structured finance transactions involving asset-backed securities, ensuring proper disclosure and transparency throughout the offering process.
Definition of "Regulation AB" for the qualification of asset-backed securities
This definition links "Regulation AB" to the qualification process for asset-backed securities.
"Regulation AB" outlines the qualifications for securities to be classified as asset-backed, providing guidelines for issuers to follow when structuring and disclosing these securities.
Definition of "Regulation AB" for compliance with SEC regulations
This definition ties "Regulation AB" to compliance with broader SEC regulations.
"Regulation AB" refers to the specific set of rules under the SEC’s broader regulatory framework governing asset-backed securities offerings, ensuring that all issuers comply with required disclosure practices.
This article contains general legal information and does not contain legal advice. Cobrief is not a law firm or a substitute for an attorney or law firm. The law is complex and changes often. For legal advice, please ask a lawyer.