Rule 144A definition: Copy, customize, and use instantly
Introduction
The term "Rule 144A" refers to a provision under the Securities Act of 1933, allowing for the resale of restricted securities to qualified institutional buyers (QIBs) without the need for public registration. This rule is primarily used to facilitate the trading of privately placed securities in the secondary market.
Below are various examples of how "Rule 144A" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Rule 144A" as a resale exemption
This definition ties "Rule 144A" to the exemption for resale of securities.
"Rule 144A" means a safe harbor provision under the Securities Act of 1933 that permits the resale of restricted securities to qualified institutional buyers without requiring registration with the Securities and Exchange Commission.
Definition of "Rule 144A" as a provision for qualified institutional buyers
This definition connects "Rule 144A" to qualified institutional buyers.
"Rule 144A" refers to a rule under the Securities Act that enables the resale of securities to qualified institutional buyers (QIBs) in a private transaction, exempting such transactions from the SEC’s registration requirements.
Definition of "Rule 144A" as a method for private placements
This definition links "Rule 144A" to private placements.
"Rule 144A" means a regulation that allows issuers of restricted securities to offer their securities in a private placement to qualified institutional buyers, facilitating greater liquidity for investors in the secondary market.
Definition of "Rule 144A" as a secondary market trading provision
This definition applies "Rule 144A" to secondary market trading.
"Rule 144A" refers to the ability to trade privately placed securities in the secondary market without the necessity for public registration, provided that the securities are offered only to qualified institutional buyers.
Definition of "Rule 144A" as a framework for global securities trading
This definition connects "Rule 144A" to global market access.
"Rule 144A" means a provision that expands the trading of restricted securities internationally by permitting U.S.-issued securities to be resold in global markets to qualified institutional buyers.
Definition of "Rule 144A" as a regulatory exemption for institutional investors
This definition ties "Rule 144A" to institutional investor exemptions.
"Rule 144A" refers to a regulatory exemption that allows institutional investors to buy and sell restricted securities in the secondary market without registering with the Securities and Exchange Commission, enhancing liquidity in the private securities market.
Definition of "Rule 144A" as an alternative to public offerings
This definition links "Rule 144A" to alternatives to public offerings.
"Rule 144A" means a provision under the Securities Act of 1933 that provides an alternative to public offerings by allowing issuers to sell securities directly to qualified institutional buyers without the need for SEC registration.
Definition of "Rule 144A" as a vehicle for liquidity in private placements
This definition ties "Rule 144A" to liquidity in private securities.
"Rule 144A" refers to the regulation that increases liquidity for private placements by permitting the resale of restricted securities to institutional buyers, enabling easier transfer of privately placed securities.
Definition of "Rule 144A" as a provision for restricted securities
This definition connects "Rule 144A" to restricted securities transactions.
"Rule 144A" means a provision that provides an exemption from the SEC’s registration requirements for the resale of restricted securities, allowing their sale to qualified institutional buyers under certain conditions.
Definition of "Rule 144A" as an enabler of private market access
This definition links "Rule 144A" to private market access.
"Rule 144A" refers to the rule that enables qualified institutional buyers to access and trade restricted securities in the private market without the requirement of SEC registration, promoting private market liquidity.
Definition of "Rule 144A" as a rule to enhance market flexibility
This definition applies "Rule 144A" to flexibility in securities markets.
"Rule 144A" means a regulatory framework that enhances market flexibility by allowing the resale of privately placed securities to qualified institutional buyers, offering an alternative to public registration.
Definition of "Rule 144A" as a tool for enhancing secondary market efficiency
This definition ties "Rule 144A" to market efficiency.
"Rule 144A" refers to a provision that enhances secondary market efficiency by permitting the resale of restricted securities to qualified institutional buyers without requiring public registration.
Definition of "Rule 144A" as a means for offering securities to institutional buyers
This definition links "Rule 144A" to securities offerings.
"Rule 144A" means the rule under the Securities Act that allows the sale of restricted securities to institutional investors in a private market transaction, without the need for public registration.
Definition of "Rule 144A" as a basis for private equity transactions
This definition connects "Rule 144A" to private equity.
"Rule 144A" refers to a provision that facilitates private equity transactions by allowing the resale of restricted securities to institutional buyers, thus providing liquidity in private market deals.
Definition of "Rule 144A" as a way to promote capital formation
This definition links "Rule 144A" to capital formation.
"Rule 144A" means a regulatory provision that helps promote capital formation by making it easier for issuers to access capital from qualified institutional buyers through the resale of restricted securities.
Definition of "Rule 144A" as a mechanism for large institutional transactions
This definition ties "Rule 144A" to institutional transactions.
"Rule 144A" refers to a mechanism that allows large institutional investors to engage in the resale of restricted securities in private placements, thereby facilitating significant institutional transactions.
Definition of "Rule 144A" as an exemption for private offerings
This definition connects "Rule 144A" to private offering exemptions.
"Rule 144A" means an exemption provision that allows securities to be resold in the secondary market without SEC registration, applying specifically to private offerings and qualified institutional buyers.
Definition of "Rule 144A" as a pathway for foreign securities trading
This definition links "Rule 144A" to foreign securities.
"Rule 144A" refers to a provision that allows foreign securities to be traded in the United States, provided the securities are offered to qualified institutional buyers and meet other requirements under the rule.
Definition of "Rule 144A" as a method for trading securities post-issuance
This definition ties "Rule 144A" to post-issuance trading.
"Rule 144A" means the provision that allows securities to be traded in the secondary market post-issuance, provided they are sold to qualified institutional buyers, thereby enhancing liquidity for privately issued securities.
Definition of "Rule 144A" as an exemption for restricted securities
This definition ties "Rule 144A" to securities that are restricted.
"Rule 144A" means the exemption under the Securities Act of 1933 that allows the resale of restricted securities to qualified institutional buyers without needing to register them with the SEC.
Definition of "Rule 144A" as a method for facilitating private placements
This definition connects "Rule 144A" to private placements.
"Rule 144A" refers to a provision that facilitates the resale of restricted securities in private placements, allowing these securities to be sold to qualified institutional buyers without public registration.
Definition of "Rule 144A" as an alternative to public securities offerings
This definition links "Rule 144A" to alternatives to public offerings.
"Rule 144A" means a rule that provides an alternative method for issuing and reselling securities to institutional investors without the need for public offerings and registration with the SEC.
Definition of "Rule 144A" as a safe harbor provision for resale
This definition ties "Rule 144A" to resale opportunities.
"Rule 144A" refers to a safe harbor provision under the Securities Act of 1933 that allows investors to resell restricted securities to qualified institutional buyers without registering with the SEC.
Definition of "Rule 144A" as a means to expand the market for private securities
This definition connects "Rule 144A" to expanding the market.
"Rule 144A" means a regulation that expands the secondary market for private securities by permitting the resale of these securities to institutional investors without the need for public registration.
Definition of "Rule 144A" as a tool for enhancing liquidity in private markets
This definition links "Rule 144A" to liquidity.
"Rule 144A" refers to a provision that enhances the liquidity of privately issued securities by permitting their resale to qualified institutional buyers, creating a secondary market for these securities.
Definition of "Rule 144A" as a provision for institutional investors
This definition ties "Rule 144A" to institutional investors.
"Rule 144A" means a rule that enables institutional investors to buy and sell restricted securities in the secondary market without public registration, improving the flow of capital within private markets.
Definition of "Rule 144A" as an enabling provision for private equity firms
This definition connects "Rule 144A" to private equity.
"Rule 144A" refers to a provision that allows private equity firms to resell restricted securities to qualified institutional buyers, thus providing liquidity and access to capital for such investments.
Definition of "Rule 144A" as a regulatory framework for secondary market transactions
This definition links "Rule 144A" to secondary market transactions.
"Rule 144A" means a regulatory framework that permits the resale of restricted securities to qualified institutional buyers in the secondary market, bypassing the need for SEC registration.
Definition of "Rule 144A" as a provision facilitating cross-border securities trading
This definition ties "Rule 144A" to global securities trading.
"Rule 144A" refers to a provision that facilitates cross-border trading of U.S.-issued securities by permitting their resale to institutional buyers in global markets without the need for SEC registration.
Definition of "Rule 144A" as an exemption for securities issued in private placements
This definition connects "Rule 144A" to private placement exemptions.
"Rule 144A" means an exemption under the Securities Act that allows securities issued in private placements to be resold to qualified institutional buyers, thereby enhancing market access for private offerings.
Definition of "Rule 144A" as a safe harbor for unregistered securities
This definition links "Rule 144A" to unregistered securities.
"Rule 144A" refers to a safe harbor provision that allows the resale of unregistered securities to institutional investors without requiring the issuer to register the securities with the SEC.
Definition of "Rule 144A" as a regulatory provision for increasing capital formation
This definition ties "Rule 144A" to capital formation.
"Rule 144A" means a provision that increases capital formation by permitting the resale of securities in the secondary market to institutional investors, thus allowing issuers to raise capital more efficiently.
Definition of "Rule 144A" as a mechanism for increasing market efficiency
This definition connects "Rule 144A" to market efficiency.
"Rule 144A" refers to a mechanism that increases market efficiency by allowing institutional investors to resell restricted securities without public registration, thus improving the flow of capital in private markets.
Definition of "Rule 144A" as an exemption for foreign investors
This definition links "Rule 144A" to foreign investors.
"Rule 144A" means a provision that allows foreign investors to participate in the U.S. securities market by reselling restricted securities to qualified institutional buyers without SEC registration.
Definition of "Rule 144A" as a tool for greater secondary market access
This definition ties "Rule 144A" to secondary market access.
"Rule 144A" refers to a tool that provides greater access to the secondary market for institutional investors by allowing them to resell restricted securities without needing to go through the SEC’s registration process.
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